Case Study #1: Helping a Small Business Owner Get Out of Debt and Build a Safety Net

👉 From Debt to Stability: How a Business Owner Became Debt-Free in 12 Months

He was drowning in credit card debt, paying family back for business loans, and had no safety net. Within a year, he turned it around.

The Client’s Situation
I met a small business owner in his 40s who was carrying a heavy load.

  • He earned about $80,000 a year, but most of his profit went to pay back family who had financed his business.

  • He was going through a divorce and raising a 10-year-old child.

  • He had $30,000 in a solo 401(k), but it came with high fees and was tied up in mutual funds he couldn’t easily touch.

  • On top of that, he had $8,800 in high-interest credit card debt, little savings, and no income protection if a health crisis hit


Like many business owners, he was working hard but felt like he was running in place.

The Challenges
  • High credit card interest was draining his cash flow.

  • His savings were scattered and not working for him.

  • He was contributing to a 401(k) he couldn’t use without penalty — while having no emergency fund.

  • He had no plan for income replacement if illness or injury stopped him from working.

The Strategy I Built

I showed him how to redirect his money into a smarter plan that actually worked in his favor:

  1. Stopped contributing to the solo 401(k) and rolled it into an IRA — saving him $800/year in fees.

  2. Restructured his car insurance from full coverage to minimum liability (since his car was older and rarely driven) — freeing up an extra $133/month.

  3. Used his cash reserves ($6,000 in money market + $1,200 in savings) to pay off the two highest-interest credit cards immediately.

  4. Focused all freed-up cash flow ($883/month) to wipe out the last $5,200 card in less than 6 months.

By doing this, within a year:

  • He was debt-free.

  • He had built nearly $10,000 in savings for emergencies.

  • He had extra monthly cash to put toward future goals.

I also set him up with a temporary income protection plan that would cover 80% of his income if he couldn’t work. This gave him breathing room while he focused on improving his health.

The Long-Term Outcome

 When I reviewed his plan a year later, he had completely stopped smoking and improved his health. That opened the door for him to qualify for a good contract that:

  • Provides income replacement if he faces critical or chronic illness,

  • Builds long-term cash value he can access for opportunities or emergencies, and

  • Replaces the need for a separate disability policy down the road.

  • Converted his IRA to a tax free Roth IRA — without paying additional taxes.


The Result
  • He went from drowning in debt to completely debt-free in one year.

  • He built an emergency fund and gained true financial stability.

  • He secured income protection and, for the first time, had a clear roadmap for the future.

  • Retirement account went from taxable account to tax free account.  

  • Acquired 2 properties during several years working together. 

    👉 This is why I say: I don’t just sell policies — I help clients restructure their money to work for them, not against them.